Benzhu Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benzhu Zhang, who also goes by Ben Zhang, was a registered financial professional .
Benzhu is a previously registered financial professional and started their career in finance in 2007. Benzhu had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - December 16, 2014
VIRTU AMERICAS LLC
February 16, 2010 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
June 2, 2009 - November 12, 2009
HRT EXECUTION SERVICES LLC
July 2, 2007 - May 4, 2009
UBS SECURITIES LLC
February 9, 2007 - July 20, 2007
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
