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JD

John B. Dollison

CRUTCHFIELD SECURITIES, L.L.C.
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5231729
JD

Professional summary


John Breese Dollison, who also goes by John B Dollison, is a registered financial professional currently at CRUTCHFIELD SECURITIES, L.L.C. located in Houston, Texas.

John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John B Dollison

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Breese Dollison's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 14, 2007 - Present

CRUTCHFIELD SECURITIES, L.L.C.

Office #1: 5599 San Felipe Street Suite 555, Houston, TX 77056Office #2: 5599 San Felipe Street Suite 555, Houston, TX 77056
BD
CRD#: 142156
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/14/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 11/15/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CRUTCHFIELD SECURITIES, L.L.C.
CRUTCHFIELD SECURITIES, L.L.C.

CRD#: 142156 / SEC#: , 8-67433

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
5599 San Felipe Street Suite 555, Houston, TX 77056
Mailing Address
5599 San Felipe Street Suite 555, Houston, TX 77056
Phone number
(713) 502-6120
Established
Texas since 06/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FIRST CENTURION HOLDINGS, LLCSOLE MEMBER
CORNELIUS, WILLIAM RALPHCEO, EXECUTIVE REP, DESIGNATED PRINCPAL, CCO, AML PRINCIPAL6697363
DOLLISON, JOHN BREESEREGISTERED PRINCIPAL5231729
POWELL, THOMAS FRANKLINFINOP6453195
WILSON, RICHARD GREAR JRREGISTERED PRINCIPAL2949518
WILSON, RICHARD GREAR JRALTERNATE FINOP2949518

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRUTCHFIELD SECURITIES, L.L.C.

CRD#: 142156Houston, TX 77056

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