Douglas J. Wheat

PERIGON WEALTH MANAGEMENT

Amherst, MA 01002

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CRD#: 5231223

Professional summary

Douglas James Wheat, CFP®, who also goes by Doug Wheat, Douglas J Wheat, Douglas Wheat, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Amherst, Massachusetts.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Douglas has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Wheat | Douglas J Wheat | Douglas Wheat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

United Way of Franklin Hampshire Region, Not investment-related, Northampton, MA, Charitable organization, Audit Committee Member, Start 03/2023, approximately 1 hour/month, not during trading hours, Assist in preparing for annual audit and reviewing the audit prepared by an independent firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas James Wheat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 19, 2023 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 321 Main Street, Amherst, MA 01002

RIA

CRD#: 131037

Amherst, MA

Past

May 30, 2014 - May 17, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

HOLYOKE, MA

Past

December 5, 2008 - May 30, 2014

FWM CONSULTING, INC.

RIA

CRD#: 130506

HOLYOKE, MA

Past

October 17, 2006 - November 13, 2008

HIGHRIDGE FINANCIAL PLANNING

RIA

CRD#: 142101

FLORENCE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2006

Uniform Investment Adviser Law Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas J. Wheat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas James Wheat's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERIGON WEALTH MANAGEMENT, LLC

UNITED CAPITAL FINANCIAL ADVISORS

FWM CONSULTING, INC.

HIGHRIDGE FINANCIAL PLANNING

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2006

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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