Travis J. Kladiva
Professional summary
Travis Jerry Kladiva, who also goes by Travis Jerry Kladiva, is a registered financial professional currently at AW SECURITIES located in Houston, Texas.
Travis is registered as a RR (Registered Representative) and started their career in finance in 2007. Travis has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Travis Jerry Kladiva's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2024 - Present
AW SECURITIES
Office #1: 1800 W. Loop S. Ste 1980, Houston, TX 77027January 8, 2007 - June 14, 2023
UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(3/14/2024)
Exams
FINRA
Current Firm
AW SECURITIES
CRD#: 103747 / SEC#: 801-69038, 8-52250
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLWORTH FINANCIAL GROUP, L.P. | GENERAL PARTNER | |
| BEATON, DANIEL STEWART | FINOP | 4240769 |
| FRIZE, BERNARD JOSEPH JR | CHIEF COMPLIANCE OFFICER - BD | 2366022 |
| GAMBLE, COREY C | CHIEF COMPLIANCE OFFICER - IA/ENTERPRISE CCO | 4919573 |
| GREENBERG, BARRY YALE | CHIEF LEGAL COUNSEL | 5863733 |
| GRIGSBY, GARY LAWSON | CEO | 3167632 |
| TAYLOR, KRISTIAN LEIGH | VICE PRESIDENT- OPERATIONS | 4163800 |
Red Flags
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Company Information
AW SECURITIES
CRD#: 103747Houston, TX 77027TRUST BUT VERIFY
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