Ivelis Estrella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ivelis Estrella was a registered financial professional .
Ivelis is a previously registered financial professional and started their career in finance in 2010. Ivelis had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2016 - March 27, 2017
MULTI-BANK SECURITIES, INC.
May 10, 2013 - April 6, 2016
RBC CAPITAL MARKETS, LLC
August 7, 2012 - May 13, 2013
FIRST LIBERTIES FINANCIAL
November 3, 2010 - January 23, 2012
FIRST NEW YORK SECURITIES L.L.C.
May 6, 2010 - September 21, 2010
COHEN & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
