Ryan J. Mccarthy
Professional summary
Ryan J. Mccarthy, who also goes by Ryan J Mccarthy, Ryan James Mccarthy, Ryan Mccarthy, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Merrimack, New Hampshire.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan J. Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2017 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054June 23, 2022 - February 28, 2024
FIDELITY BROKERAGE SERVICES LLC
June 22, 2022 - February 29, 2024
DIGITAL BROKERAGE SERVICES LLC
February 23, 2007 - December 20, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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