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Brian E Lints

CRD# 5230766·Registered 2006 - 2012
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian E Lints was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 2006 - 2012. Brian had worked at 2 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

COUNTRY CAPITAL MANAGEMENT COMPANY·CRD# 12060
BD
Loveland, CO
August 10, 2010 - January 30, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Loveland, CO
November 3, 2006 - August 4, 2010

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Current Firm

CC
COUNTRY CAPITAL MANAGEMENT COMPANY

COUNTRY CAPITAL MANAGEMENT COMPANY | COUNTRY INSURANCE & FINANCIAL SERVICES | COUNTRY FINANCIAL

CRD#: 12060 / SEC#: 8-12645
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1701 Towanda Avenue, Bloomington, IL 61701

Mailing Address

P.o. Box 2222, Bloomington, IL 61702-2222

Phone Number

(309) 821-5225

Established

Illinois since 08/04/1965

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (32 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COUNTRY LIFE INSURANCE COMPANYSHAREHOLDER—
BULL, DAVID BPRINCIPAL OPERATIONS OFFICER5287948
CORKILL, BRIAN ALLENDIRECTOR8248035
DARMSTAEDTER, GEOFFREY FREDERICKCHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER5709185
DODDS, ALAN KEITHVICE PRESIDENT - FINANCE & TREASURER5660784
DUNCAN, BRIAN KEITHCHAIRMAN OF THE BOARD & DIRECTOR6904912
ELLERMAN, DOUGLAS JOSEPHVICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER6096851
FISHER, BARRY ALLENDIRECTOR8251217
FLETCHER, JEREMIAH DEANCHIEF INFORMATION SECURITY OFFICER6970583
FRERICHS, TROY MITCHELLCEO, EXECUTIVE REPRESENTATIVE4133454
GREEN, DENNIS WAYNEDIRECTOR6904908
HARRIS, TIMOTHY JOHNEXECUTIVE VICE PRESIDENT OF AGENCY3155020
MEISS, DAVID LEEDIRECTOR6904884
SCHUTZ, CHAD KENNETHDIRECTOR6904905
VANCE, JENNIFER LYNNGENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER7040592

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2010About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2006About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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