Larry J. Capehart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Joseph Capehart II, who also goes by Larry J Capehart II, Larry J Capehart, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2006. Larry had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2018 - December 31, 2021
MUTUAL POINTE WEALTH ADVISORS
June 2, 2017 - November 27, 2017
ADVISORY SERVICES NETWORK
January 5, 2017 - December 31, 2017
MUTUAL POINTE WEALTH ADVISORS
April 18, 2016 - December 31, 2016
MUTUAL POINTE WEALTH ADVISORS
April 22, 2013 - January 15, 2016
LPL FINANCIAL LLC
April 10, 2013 - January 15, 2016
LPL FINANCIAL LLC
December 18, 2009 - January 2, 2013
EDWARD JONES
December 11, 2009 - January 2, 2013
EDWARD JONES
April 7, 2009 - December 9, 2009
CHASE INVESTMENT SERVICES CORP.
November 2, 2006 - December 9, 2009
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL POINTE WEALTH ADVISORS
CRD#: 282629 / SEC#:
Contact information
Red Flags
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