Edgardo Rodriguez

GOLDMAN SACHS CUSTODY SOLUTIONS

Dallas, TX 75201

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CRD#: 5230571

Professional summary

Edgardo Rodriguez, who also goes by Edgar Jose Rodriguez, Edgar Rodriguez, Edgardo Jose Rodriguez, is a registered financial professional currently at GOLDMAN SACHS CUSTODY SOLUTIONS located in Dallas, Texas.

Edgardo is registered as a RR (Registered Representative) and started their career in finance in 2007. Edgardo has worked at 7 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Edgar Jose Rodriguez | Edgar Rodriguez | Edgardo Jose Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edgardo Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2022 - Present

GOLDMAN SACHS CUSTODY SOLUTIONS

Office #1: 2001 Ross Avenue Suite 2800, Dallas, TX 75201

CRD#: 48015

Dallas, TX

Past

November 22, 2020 - January 14, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

March 16, 2016 - December 31, 2020

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

November 26, 2012 - February 23, 2016

SCOTTRADE, INC.

CRD#: 8206

FORT WORTH, TX

Past

May 7, 2012 - September 26, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

September 9, 2010 - March 26, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

April 1, 2009 - September 9, 2010

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

WESTLAKE, TX

Past

January 31, 2007 - February 5, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/23/2022)

Texas
(2/23/2022)

Virginia
(2/23/2022)

Exams

State Security Law Exam

Series 63

Date: 2/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2007

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

GOLDMAN SACHS CUSTODY SOLUTIONS

CRD#: 48015 / SEC#: , 8-52009

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

8180 Greensboro Dr 8th Floor, Mclean, VA 22102

Mailing Address

8180 Greensboro Dr 8th Floor, Mclean, VA 22102

Phone number

(703) 245-4000

Established

Virginia since 01/10/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS)	100 % SHAREHOLDER
CHOKSI, ANISH PAREN	CHIEF COMPLIANCE OFFICER	6506840
EISENSTEIN, JEREMY S	CHIEF EXECUTIVE OFFICER & PRESIDENT	4972748
FYFFE, JAMES COMPEAU	CHIEF FINANCIAL OFFICER, FINOP & PFO	2619159
GERAGHTY, PETER RICHARD	GENERAL COUNSEL	4930752
GREEFF, BRIAN MICHAEL	COO & POO	4273392
SIEGLER, ADAM JAMES	MANAGING DIRECTOR	5112351

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edgardo Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edgardo Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

SCOTTRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/13/2007

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2007

FINRA

Nasdaq Stock Market

Current Firm

GOLDMAN SACHS CUSTODY SOLUTIONS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GOLDMAN SACHS CUSTODY SOLUTIONS

TRUST BUT VERIFY

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