Michael A. Dinich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew Dinich, who also goes by Michael A Dinich, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 2006. Michael had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2009 - August 17, 2015
YOUR MONEY MATTERS WEALTH MANAGEMENT, LLC
November 11, 2009 - April 18, 2016
GRADIENT SECURITIES, LLC
April 17, 2007 - November 13, 2009
ALLEGIANT FINANCIAL ADVISORS, LLC
April 10, 2007 - November 13, 2009
ALLEGIANT SECURITIES L.L.C.
October 10, 2006 - April 11, 2007
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YOUR MONEY MATTERS WEALTH MANAGEMENT, LLC
CRD#: 146623 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 796,049 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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