John A. Woodside
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alan Woodside was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 2 firms and has passed the Series 66, Series 63, Series 65 and Series 7 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2013 - December 12, 2016
FOCUSED WEALTH STRATEGIES, PC
July 20, 2007 - March 19, 2013
CHARLES SCHWAB & CO., INC.
July 20, 2007 - March 19, 2013
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOCUSED WEALTH STRATEGIES, PC
CRD#: 141753 / SEC#:
Contact information
Red Flags
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