Scott D. Ray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Donald Ray was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2006. Scott had worked at 5 firms and has passed the Series 63, Series 7TO, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2024 - October 6, 2024
CULVERT CAPITAL LLC
May 11, 2020 - September 27, 2021
REDI GLOBAL TECHNOLOGIES LLC
January 7, 2010 - June 10, 2015
COWEN EXECUTION SERVICES LLC
April 21, 2009 - December 7, 2009
STOCKCROSS FINANCIAL SERVICES, INC.
November 10, 2006 - April 20, 2009
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/4/2024
General Securities Representative ExaminationCurrent Firm
CULVERT CAPITAL LLC
CRD#: 313898 / SEC#: , 8-70695
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
