Joseph L. Stroud
Professional summary
Joseph Larell Stroud, who also goes by Joe Larell Stroud Sr, Joseph Larell Stroud Sr, Joseph Stroud, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Keller, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Larell Stroud's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
December 8, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 14, 2021 - May 23, 2023
CASTLE PLACEMENT, LLC
July 13, 2018 - April 29, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 15, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
December 21, 2006 - April 27, 2021
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 79TO
Date: 4/25/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
