Jaime Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Fernandez, who also goes by Jaime Fernandez, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 2006. Jaime had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2009 - July 26, 2012
USAA FINANCIAL PLANNING SERVICES
November 9, 2009 - July 26, 2012
USAA FINANCIAL ADVISORS, INC.
June 8, 2009 - October 29, 2009
ADVISORS ASSET MANAGEMENT, INC.
June 8, 2009 - October 29, 2009
ADVISORS ASSET MANAGEMENT, INC.
September 9, 2008 - April 3, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 9, 2008 - April 3, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 15, 2008 - September 15, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
May 15, 2008 - September 15, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
November 22, 2006 - April 30, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 9, 2006 - April 30, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
