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Alexandra Renee Leon Guerrero

ALG FINANCIAL
HAGATNA,
·CRD# 5230325·18 years registered

Professional Summary

Alexandra Renee Leon Guerrero, who also goes by Alexandea R Leon Gnerrero, Alexandea R Leon Guerrero, Alexandra Renee Leon Guerrero, Alexandra R Taitano, is a registered financial advisor currently at ALG FINANCIAL. Alexandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Alexandra has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexandea R Leon Gnerrero, Alexandea R Leon Guerrero, Alexandra Renee Leon Guerrero, Alexandra R Taitano

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years registered in the securities industry

Current & Past Employments

Current

ALG FINANCIALCurrent·CRD# 332002
RIA
238 Archbishop Flores St. Dna Building Ste 307, Hagatna 96910
July 8, 2024 - Present

Past

BG INVESTMENT SERVICES, LLCPast·CRD# 281716
RIA
Hagatna
May 31, 2016 - January 24, 2024
MONEY CONCEPTS CAPITAL CORPPast·CRD# 12963
RIA
Hagatna
May 12, 2011 - May 27, 2016
MONEY CONCEPTS CAPITAL CORPPast·CRD# 12963
BD
Hagatna
May 12, 2011 - May 27, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Maite
October 3, 2008 - May 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Maite
February 4, 2008 - May 10, 2011

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Current Firm

AF
ALG FINANCIAL

ALG FINANCIAL | LEON GUERRERO, ALEXANDRA

CRD#: 332002
Texas
Registered Investment Advisory firm - Texas (6/14/2024 Conditional Restricted)

Contact Information

Main Address

238 Archbishop Flores St. Dna Building Ste 307, Hagatna 96910

Phone Number

(671) 727-0175

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

155

AUM (Assets Under Management)

$22,487,651

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2008About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Renee Leon Guerrero's CRS (Customer Relationship Summary).

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