Chad J. Messer

LAKE STREET CAPITAL MARKETS

MINNEAPOLIS, MN 55402

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CRD#: 5230255

Professional summary

Chad Jason Messer is a registered financial professional currently at LAKE STREET CAPITAL MARKETS, LLC located in Minneapolis, Minnesota.

Chad is registered as a RR (Registered Representative) and started their career in finance in 2006. Chad has worked at 3 firms and has passed the Series 63, Series 86, Series 87, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Jason Messer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

LAKE STREET CAPITAL MARKETS, LLC

Office #1: 121 South 8th Street Suite 1000, Minneapolis, MN 55402

CRD#: 164447

MINNEAPOLIS, MN

Past

March 20, 2012 - October 14, 2021

NEEDHAM & COMPANY, LLC

CRD#: 16360

NEW YORK, NY

Past

November 2, 2006 - March 23, 2012

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/6/2025)

Exams

State Security Law Exam

Series 63

Date: 12/23/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 2/6/2025

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 1/8/2025

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/20/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LAKE STREET CAPITAL MARKETS, LLC

CRD#: 164447 / SEC#: , 8-69101

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

121 South 8th Street Suite 1000, Minneapolis, MN 55402

Mailing Address

121 South 8th Street Suite 1000, Minneapolis, MN 55402

Phone number

(612) 326-1305

Established

Minnesota since 05/07/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LAKE STREET HOLDINGS, LLC	DIRECT OWNER
ARGENTO, MARK NICHOLAS	PRESIDENT/DIR	2732498
BROWN, ROBERT DUNCAN	DIR	4297681
CULLUM, THOMAS CHARLES JR	EXECUTIVE CHAIRMAN/DIR	1694901
MARTINUZZI, ERIC	COO/DIR	4142535
MCNAMEE, PAUL ANDREW	CCO/FINOP/CFO	6788820
TOWNLEY, MICHAEL PRESTON	CEO/DIR	3112485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad J. Messer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Jason Messer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEEDHAM & COMPANY, LLC

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2024

Series 86

Date: 2/6/2025

Series 87

Date: 1/8/2025

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2006

Series 24

Date: 7/20/2016

FINRA

Current Firm

LAKE STREET CAPITAL MARKETS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LAKE STREET CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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