Brian P. Griffith

FISHER\SMB

Vancouver, WA 98684

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CRD#: 5230228

Professional summary

Brian Paul Griffith is a registered financial advisor currently at FISHER\SMB located in Vancouver, Washington.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

| Name of the other business: PSYKHE HAIR EXTENSIONS | Investment-related? NO | Address of the other business: NOT YET ESTABLISHED | Nature of the other business: HAIR EXTENSION PROVIDER | Position, title, or relationship with the other business: BUSINESS PARTNER | Start date of your relationship: 01/29/18 | Approximate number of hours/month you devote to the other business: 11-20 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: MANAGING BUSINESS FUTURE DIRECTION, CREATING PROTOCOLS FOR BUSINESS SALES, HELPING WITH MARKETING AND BUSINESS AGREEMENTS FOR PURCHASING THE PRODUCT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Griffith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2024 - Present

FISHER\SMB

Office #1: 222 Ne Park Plaza Drive Suite 205, Vancouver, WA 98684

RIA

CRD#: 331205

Vancouver, WA

Past

June 1, 2011 - July 3, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

June 1, 2009 - May 10, 2011

MORGAN STANLEY

RIA

CRD#: 149777

SOUTH JORDAN, UT

Past

June 1, 2009 - May 10, 2011

MORGAN STANLEY

CRD#: 149777

SOUTH JORDAN, UT

Past

July 17, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SALT LAKE CITY, UT

Past

June 3, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SALT LAKE CITY, UT

Past

January 7, 2008 - June 10, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SALT LAKE CITY, UT

Past

December 18, 2006 - June 10, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/22/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/16/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian P. Griffith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Griffith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2007

Series 63

Date: 1/27/2007

Series 31

Date: 7/22/2008

Series 7

Date: 7/16/2008

Series 6

Date: 12/16/2006

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

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