Jon H. Roberts
Professional summary
Jon Harold Roberts JR. is a registered financial professional currently at CARL MARKS SECURITIES LLC located in Bedminster , New Jersey.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2007. Jon has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Harold Roberts JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2007 - Present
CARL MARKS SECURITIES LLC
Office #1: 336 Main Street, Bedminster , NJ 07921Office #2: 900 Third Avenue 10th Floor Suite 1003, New York, NY, 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2020)
(3/13/2020)
(6/3/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CARL MARKS SECURITIES LLC
CRD#: 144209 / SEC#: , 8-67642
Contact information
FINRA licenses (46 States and Territories)
Red Flags
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