Robert J. O'brien
Professional summary
Robert James O'brien JR., who also goes by Robert James O'brien, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 5 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert James O'brien JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2021 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605August 15, 2016 - October 19, 2021
XR SECURITIES LLC
August 7, 2014 - March 31, 2015
BLUE FIRE CAPITAL, LLC
January 2, 2014 - March 3, 2014
VIRTU AMERICAS LLC
December 15, 2006 - January 2, 2014
OCTEG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/6/2007
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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