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BL

Bilal S. Little

ARCHIPELAGO SECURITIES L.L.C.
New York, NY 10005
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CRD#: 5229266
BL

Professional summary

Bilal S Little, who also goes by Bilal Sherief Little, is a registered financial professional currently at ARCHIPELAGO SECURITIES L.L.C. located in New York, New York.

Bilal is registered as a RR (Registered Representative) and started their career in finance in 2006. Bilal has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bilal Sherief Little

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Kimberlite Home Solutions (Atlanta, GA). Co-Founder - Real Estate company. Invest in real estate properties. 2-3 hours per week no more than 10 hours per month devoted to company. I will be purchasing single family or multi family units as investment properties. (2) ABL Realty - Owner in real estate. Invest in real estate properties. I will be purchasing single family or multi family units as investment properties.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bilal S Little's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2025 - Present

ARCHIPELAGO SECURITIES L.L.C.

Office #1: 11 Wall Street, New York, NY 10005
BD
CRD#: 102500
New York, NY
Past

April 28, 2023 - November 7, 2024

HARBOR CAPITAL ADVISORS, INC.

RIA
CRD#: 113042
Miami, FL
Past

April 28, 2023 - November 7, 2024

HARBOR FUNDS DISTRIBUTORS, INC.

BD
CRD#: 113506
CHICAGO, IL
Past

March 8, 2022 - July 20, 2022

EAGLEBROOK ADVISORS

RIA
CRD#: 304438
MIAMI, FL
Past

October 6, 2015 - February 10, 2022

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
Miami, FL
Past

October 6, 2015 - February 10, 2022

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
MIAMI, FL
Past

September 28, 2012 - October 6, 2015

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
LOS ANGELES, CA
Past

September 2, 2008 - October 6, 2015

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

November 17, 2006 - September 2, 2008

NEUBERGER BERMAN MANAGEMENT LLC

BD
CRD#: 5493
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/12/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/16/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

AS
ARCHIPELAGO SECURITIES L.L.C.
ARCHIPELAGO SECURITIES L.L.C. | REDIBOOK ECN LLC

CRD#: 102500 / SEC#: , 8-52140

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
353 North Clark Street Suite #3200, Chicago, IL 60654
Mailing Address
353 North Clark Street Suite #3200, Chicago, IL 60654
Phone number
(312) 836-6700
Established
Delaware since 09/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NYSE GROUP, INC.HOLDING COMPANY
KNIGHT, JOHN CHARLESCHIEF COMPLIANCE OFFICER5187603
THOMASSON, SEAN JOSEPHFINANCIAL AND OPERATIONS PRINCIPAL5124423
TOBIN, BRYAN THOMASSUPERVISORY PRINCIPAL5232664
TURTORO, ROBERT JOHNEXECUTIVE PRINCIPAL2640205

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHIPELAGO SECURITIES L.L.C.

CRD#: 102500New York, NY 10005

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