William B. Higginbotham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bryant Higginbotham was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2006. William had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2015 - January 4, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - January 4, 2016
BBVA SECURITIES INC.
February 24, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 26, 2007 - December 23, 2009
GUARANTY BROKERAGE SERVICES, INC.
December 18, 2006 - July 2, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
November 9, 2006 - July 2, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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