Mary Beth K. Roche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Beth K Roche, who also goes by Mary Beth Kohlhepp, Mary Beth Roche, was a registered financial professional .
Mary Beth is a previously registered financial professional and started their career in finance in 2012. Mary Beth had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2018 - March 23, 2026
KOHLHEPP INVESTMENT ADVISORS, LTD.
October 10, 2012 - December 31, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
KOHLHEPP INVESTMENT ADVISORS, LTD.
CRD#: 113989 / SEC#: 801-60581
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOHLHEPP INVESTMENT ADVISORS, LTD.
CRD#: 113989 / SEC#: 801-60581
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 898 |
| AUM (Assets Under Management) | $ 191,033,315 |
Red Flags
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