Antonio R. Smith
Professional summary
Antonio Rosales Smith, CFP®, CIMA®, who also goes by Antonio R Smith, Antonio Smith, is a registered financial advisor currently at ANCORATO located in Meridian, Idaho.
Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Antonio has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Antonio Rosales Smith's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
January 23, 2024 - Present
ANCORATO
Office #1: 851 N Hickory Street Suite 100, Meridian, ID 83642June 8, 2023 - December 31, 2023
ANCORATO
June 23, 2022 - February 14, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
October 21, 2020 - February 14, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
October 22, 2019 - October 22, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 8, 2013 - August 21, 2019
SECURITIES AMERICA, INC.
November 29, 2006 - February 22, 2011
PACIFIC SELECT DISTRIBUTORS, LLC
Primary Firm SEC Registration
ANCORATO
CRD#: 322695 / SEC#: 801-126757
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/23/2024)
Exams
Current Firm
ANCORATO
CRD#: 322695 / SEC#: 801-126757
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,664 |
| AUM (Assets Under Management) | $ 240,286,719 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
