Jeffrey S. Weglarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Steven Weglarz, who also goes by Jeff Weglarz, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2006. Jeffrey had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2018 - January 5, 2026
GOLDSTONE FINANCIAL GROUP, LLC
January 11, 2011 - May 2, 2018
WORLD EQUITY GROUP, INC.
June 17, 2008 - May 2, 2018
WORLD EQUITY GROUP, INC.
March 5, 2007 - May 20, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 9, 2006 - November 21, 2006
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,083 |
| AUM (Assets Under Management) | $ 917,456,867 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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