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Sergey V Ulyanenko

CRD# 5228649·Registered 2007 - 2012
Previously Registered: Being a previously registered professional could mean that Sergey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sergey V Ulyanenko, who also goes by Sergey Ulyanenko, was a registered financial advisor. Sergey was a previously registered financial professional and started their career in finance 2007 - 2012. Sergey had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sergey Ulyanenko

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

SCOUT TRADING, LLC·CRD# 151990
BD
New York, NY
March 9, 2010 - September 4, 2012
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - July 16, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 17, 2007 - September 22, 2008

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Current Firm

ST
SCOUT TRADING, LLC

SCOUT TRADING, LLC

CRD#: 151990 / SEC#: 8-68420
BD
Terminated by SEC on 09/15/2014

Contact Information

Established

Delaware since 05/20/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FINCH LLCMEMBER—
BLEICH, MICHAEL EDWARDCEO AND MANAGING MEMBER4262671
MACK, ALEXANDER HERBERTCHIEF COMPLIANCE OFFICER; FINOP4805607

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2008

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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