Raechelle M. Minney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raechelle Marie Minney was a registered financial professional .
Raechelle is a previously registered financial professional and started their career in finance in 2007. Raechelle had worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2018 - December 21, 2020
PRINCIPAL ADVISED SERVICES
April 4, 2017 - August 3, 2018
PERSONAL CAPITAL ADVISORS CORPORATION
June 18, 2014 - February 19, 2016
VANGUARD MARKETING CORPORATION
January 3, 2011 - June 19, 2013
PARK AVENUE SECURITIES LLC
October 21, 2010 - June 19, 2013
PARK AVENUE SECURITIES LLC
April 14, 2010 - August 13, 2010
T. ROWE PRICE ADVISORY SERVICES, INC.
June 19, 2007 - August 13, 2010
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
