Crystal Roseman

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CRD#: 5228358

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Crystal Roseman, who also goes by Crystal Latorial Holbrook, Crystal Latorial Roseman, was a registered financial professional .

Crystal is a previously registered financial professional and started their career in finance in 2007. Crystal had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Crystal Latorial Holbrook | Crystal Latorial Roseman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 4, 2025 - March 4, 2026

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

PLANO, TX

Past

June 27, 2025 - September 9, 2025

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

January 30, 2025 - June 13, 2025

CAPITALWIZE, LLC

RIA

CRD#: 288124

CHARLOTTE, NC

Past

August 11, 2020 - May 8, 2023

OSAIC FA, INC.

RIA

CRD#: 3978

DALLAS, TX

Past

August 10, 2020 - May 8, 2023

OSAIC FA, INC.

CRD#: 3978

DALLAS, TX

Past

October 4, 2012 - August 5, 2020

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

September 13, 2012 - August 5, 2020

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 11, 2012 - September 21, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEWISVILLE, TX

Past

November 17, 2007 - September 21, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

March 8, 2007 - November 12, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK AMERICAN INVESTMENT ADVISORS, INC.

PEAK AMERICAN INVESTMENT ADVISORS, INC. | PURITAN WEALTH MANAGEMENT GROUP | PURITAN INVESTMENT ADVISORS, INC. | PTF INVESTMENT ADVISORS, INC.

CRD#: 145056 / SEC#: 801-133891

RIA

Registered Investment Advisory firm - (7/17/2025 Approved)

Arizona

Registered Investment Advisory firm - (2/18/2022 Terminated)

California

Registered Investment Advisory firm - (8/20/2025 Terminated)

Colorado

Registered Investment Advisory firm - (2/25/2022 Terminated)

Indiana

Registered Investment Advisory firm - (1/22/2020 Terminated)

Kentucky

Registered Investment Advisory firm - (9/17/2013 Terminated)

Louisiana

Registered Investment Advisory firm - (9/30/2013 Terminated)

Michigan

Registered Investment Advisory firm - (10/1/2013 Terminated)

Mississippi

Registered Investment Advisory firm - (1/16/2020 Terminated)

Nevada

Registered Investment Advisory firm - (10/21/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/21/2011 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2013 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/16/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/22/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/6/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PEAK AMERICAN INVESTMENT ADVISORS, INC.

PEAK AMERICAN INVESTMENT ADVISORS, INC. | PURITAN WEALTH MANAGEMENT GROUP | PURITAN INVESTMENT ADVISORS, INC. | PTF INVESTMENT ADVISORS, INC.

CRD#: 145056 / SEC#: 801-133891

RIA

Registered Investment Advisory firm - (7/17/2025 Approved)

Arizona

Registered Investment Advisory firm - (2/18/2022 Terminated)

California

Registered Investment Advisory firm - (8/20/2025 Terminated)

Colorado

Registered Investment Advisory firm - (2/25/2022 Terminated)

Indiana

Registered Investment Advisory firm - (1/22/2020 Terminated)

Kentucky

Registered Investment Advisory firm - (9/17/2013 Terminated)

Louisiana

Registered Investment Advisory firm - (9/30/2013 Terminated)

Michigan

Registered Investment Advisory firm - (10/1/2013 Terminated)

Mississippi

Registered Investment Advisory firm - (1/16/2020 Terminated)

Nevada

Registered Investment Advisory firm - (10/21/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/21/2011 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2013 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/16/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/22/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/21/2025 Terminated)

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Contact information

Main Address

2400 Dallas Parkway Ste 100, Plano, TX 75093

Mailing Address

Phone number

(972) 212-9292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (1/23/2026)

Regulatory assets under management

Total Number of Accounts	614
AUM (Assets Under Management)	$ 126,277,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Crystal Roseman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAK AMERICAN INVESTMENT ADVISORS, INC.

FISHER INVESTMENTS

CAPITALWIZE, LLC

OSAIC FA, INC.

OSAIC FA, INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

PEAK AMERICAN INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2012

Series 63

Date: 4/23/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2011

Series 6

Date: 3/6/2007

Current Firm

PEAK AMERICAN INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK AMERICAN INVESTMENT ADVISORS, INC.

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