Nicholas M. Good
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Michael Whateley Good, who also goes by Nick Good, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2007. Nicholas had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2021 - February 9, 2022
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
March 10, 2020 - July 19, 2021
FORESIDE FINANCIAL SERVICES, LLC
February 19, 2015 - April 13, 2018
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 3, 2012 - March 27, 2014
BLACKROCK INVESTMENTS, LLC
November 9, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
June 11, 2007 - December 31, 2009
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
