Christopher G. Peterson

PETERSON WEALTH ADVISORY

Crossville, TN 38555

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CRD#: 5227687

Professional summary

Christopher G Peterson, CFP® is a registered financial advisor currently at PETERSON WEALTH ADVISORY, LLC located in Crossville, Tennessee.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Biography

Being a financial planner, I enjoy working with great people who appreciate the true value of my services. I want you to be confident that my only incentive is to do what is in your best interest. I adhere at all times to the highest fiduciary standard of care and strive to earn your trust through transparent processes and honest communication. My fee-only compensation model means there are no commissions, kickbacks  or incentives to use one product over another. My clients value this transparent, unbiased approach and I value their continued loyalty.

Visit PetersonWealthAdvisory.com to see how our customized approach might be right for you.

RIA Established in 2008

Question & Answer

What are your service offerings?

Investment Planning

Insurance Planning

Small Business Planning

Comprehensive Financial Planni...

Estate Planning

Education Planning

Employee and Employer Plan Ben...

Tax Planning

Budgeting

Retirement Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher G Peterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

September 29, 2008 - Present

PETERSON WEALTH ADVISORY, LLC

Office #1: 186 Hwy 70 E, Crossville, TN 38555

RIA

CRD#: 148303

Crossville, TN

Past

May 14, 2016 - March 30, 2017

CRAVENS & COMPANY WEALTH MANAGEMENT

RIA

CRD#: 130071

Crossville, TN

Past

March 5, 2007 - September 9, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MELBOURNE, FL

Past

January 15, 2007 - September 9, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MELBOURNE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/6/2023)

IAR

Texas
(11/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2007

General Securities Representative Examination

Current Firm

PETERSON WEALTH ADVISORY, LLC

NAME 314 | PETERSON WEALTH ADVISORY, LLC

CRD#: 148303 / SEC#:

Florida

Registered Investment Advisory firm - (6/20/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (6/6/2023 Approved)

Texas

Registered Investment Advisory firm - (11/14/2018 Conditional Restricted)

Washington

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

186 Hwy 70 E, Crossville, TN 38555

Mailing Address

7901 Hwy 127 S, Crossville, TN 38572

Phone number

(931) 337-1458

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	253
AUM (Assets Under Management)	$ 32,796,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher G. Peterson

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher G Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PETERSON WEALTH ADVISORY, LLC

CRAVENS & COMPANY WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2007

Series 7

Date: 1/12/2007

Current Firm

PETERSON WEALTH ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PETERSON WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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