Adam Kopel Miller
Professional Summary
Adam Kopel Miller is a registered financial advisor currently at DRW SECURITIES, L.L.C. located in Chicago, Illinois. Adam is registered as a RR (Registered Representative) and started their career in finance in 2009. Adam has worked at 1 firm and has passed the Series 57TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
DRW SECURITIES, L.L.C.
Contact Information
Main Address
540 West Madison Street Suite 2500, Chicago, IL 60661Mailing Address
540 West Madison Street Suite 2500, Chicago, IL 60661Phone Number
(312) 542-1000Established
Illinois since 01/07/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRW HOLDINGS, LLC | MEMBER | — |
| ARMOUR II, ROBERT WILLIAM | CHIEF COMPLIANCE OFFICER | 4447215 |
| CALDWELL, CHRISTOPHER ROBERT | DIRECTOR OF BROKER DEALER COMPLIANCE | 4182335 |
| CALIXTO, CHRIZITA | CHIEF FINANCIAL OFFICER | 6564070 |
| DRW ASSOCIATES LLC | MEMBER | — |
| DRW MANAGEMENT, LLC | MANAGER | — |
| FOWLER, SCOTT ALAN | FINOP, COO, PFO, POO | 3004363 |
| GARCHIK, ADAM TODD | CEO | 2967638 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
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CRS (Client Relationship Summary) - BD
Click below to view Adam Kopel Miller's CRS (Customer Relationship Summary).
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