Niladri Mukherjee
Professional summary
Niladri Mukherjee, who also goes by Neel Mukherjee, Niladri Nmn Mukherjee, is a registered financial advisor currently at TIAA WEALTH INVESTMENT MANAGEMENT LLC located in New York, New York and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in New York, New York.
Niladri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Niladri has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Niladri Mukherjee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2026 - Present
TIAA WEALTH INVESTMENT MANAGEMENT LLC
Office #1: 730 Third Avenue Nyc Regional, New York, NY 10017May 15, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 730 Third Avenue Nyc Hub, New York, NY 10017May 15, 2023 - April 21, 2026
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 1, 2007 - March 31, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2007 - March 31, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TIAA WEALTH INVESTMENT MANAGEMENT LLC
CRD#: 334925 / SEC#: 801-132296
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
TIAA WEALTH INVESTMENT MANAGEMENT LLC
CRD#: 334925 / SEC#: 801-132296
Contact information
SEC notice filing (51 States and Territories)
Red Flags
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