Damian Preciado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damian Preciado, who also goes by Damian Hernandez, was a registered financial professional .
Damian is a previously registered financial professional and started their career in finance in 2007. Damian had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - February 5, 2018
EDELMAN FINANCIAL ENGINES
October 16, 2012 - February 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2012 - February 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - November 17, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 17, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 8, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 6, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 1, 2008 - April 28, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - April 28, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 19, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
January 18, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
