Erich E. Weber

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CRD#: 5226834

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erich Edward Weber, who also goes by Erich Weber, was a registered financial professional .

Erich is a previously registered financial professional and started their career in finance in 2006. Erich had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Erich Weber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 18, 2016 - June 15, 2016

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Palm Beach Gardens, FL

Past

January 28, 2016 - June 15, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

PALM BEACH GARDENS, FL

Past

September 28, 2015 - January 20, 2016

PFS INVESTMENTS INC.

RIA

CRD#: 10111

BOCA RATON, FL

Past

May 20, 2015 - January 20, 2016

PFS INVESTMENTS INC.

CRD#: 10111

BOCA RATON, FL

Past

October 3, 2012 - September 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Past

September 27, 2012 - September 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

March 8, 2011 - October 3, 2011

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

SARASOTA, PA

Past

January 20, 2011 - October 3, 2011

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

SARASOTA, FL

Past

October 9, 2009 - December 23, 2010

MORGAN STANLEY

CRD#: 149777

SARASOTA, FL

Past

September 8, 2009 - December 23, 2010

MORGAN STANLEY

RIA

CRD#: 149777

SARASOTA, FL

Past

July 31, 2007 - May 6, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

FRISCO, CO

Past

July 31, 2007 - May 6, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

FRISCO, CO

Past

January 25, 2007 - June 12, 2007

EDWARD JONES

RIA

CRD#: 250

BRECKENRIDGE, CO

Past

November 14, 2006 - June 12, 2007

EDWARD JONES

CRD#: 250

BRECKENRIDGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2006

General Securities Representative Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erich E. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2007

SIE

Date: 6/15/2016

Series 7

Date: 11/13/2006

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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