Andrew D. Panko

TENON FINANCIAL

Metuchen, NJ 08840

Some features on this profile are disabled

CRD#: 5226800

Professional summary

Andrew David Panko, CFP®, who also goes by Andrew D Panko, is a registered financial advisor currently at TENON FINANCIAL located in Metuchen, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew D Panko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Andrew Panko is currently employed as Owner and Preparer of Tenon Tax Preparation LLC. This activity accounts for approximately 5% of his time. Andrew Panko is occasionally employed as a part-time lecturer for the Finance & Economics department of Rutgers University. When actively employed as a part-time lecturer, this activity accounts for approximately 5% of his time. Andrew Panko is currently employed as owner of Andy Panko EMC LLC, which provides consulting and educational content creation services. This activity accounts for approximately 5% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew David Panko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 26, 2019 - Present

TENON FINANCIAL

Office #1: 406 Main Street Suite 23, Metuchen, NJ 08840

RIA

CRD#: 305581

Metuchen, NJ

Past

September 22, 2015 - August 14, 2019

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

January 14, 2014 - September 25, 2015

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

October 18, 2011 - January 23, 2014

BNP PARIBAS PRIME BROKERAGE, INC.

CRD#: 24962

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TENON FINANCIAL

TENON FINANCIAL | TENON FINANCIAL LLC

CRD#: 305581 / SEC#: 801-128567

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

California

Registered Investment Advisory firm - (9/22/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (9/1/2023 Terminated)

New York

Registered Investment Advisory firm - (10/31/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/26/2019)

IAR

Texas
(10/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2011

General Securities Representative Examination

Current Firm

TENON FINANCIAL

TENON FINANCIAL | TENON FINANCIAL LLC

CRD#: 305581 / SEC#: 801-128567

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

California

Registered Investment Advisory firm - (9/22/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (9/1/2023 Terminated)

New York

Registered Investment Advisory firm - (10/31/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

406 Main Street Suite 23, Metuchen, NJ 08840

Mailing Address

Phone number

(732) 902-0066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TENON FINANCIAL BROCHURE (1/7/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 208,315,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew D. Panko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew David Panko's CRS (Customer Relationship Summary).

Certified licenses

Experience

TENON FINANCIAL

NOMURA SECURITIES INTERNATIONAL, INC.

BNP PARIBAS SECURITIES CORP.

BNP PARIBAS PRIME BROKERAGE, INC.

Primary Firm SEC Registration

TENON FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2011

Current Firm

TENON FINANCIAL

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TENON FINANCIAL

TRUST BUT VERIFY

Similar Advisors