James Willis
Professional summary
James Willis, who also goes by James Clyde Willis, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Shelbyville, Tennessee.
James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Willis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2017 - Present
BRIGHTHOUSE SECURITIES, LLC
November 20, 2017 - December 14, 2017
TRANSAMERICA CAPITAL, LLC
October 31, 2013 - September 14, 2017
TRANSAMERICA CAPITAL, LLC
March 19, 2013 - October 30, 2013
SAMMONS FINANCIAL NETWORK, LLC
March 2, 2011 - March 27, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 14, 2010 - January 25, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 10, 2010 - March 27, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 15, 2006 - April 27, 2010
EDWARD JONES
November 14, 2006 - April 27, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2017)
(12/10/2024)
(12/22/2017)
(12/18/2017)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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