Candice L. Gilman

SOFI WEALTH LLC

CLAYMONT, DE 19703

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CRD#: 5226511

Professional summary

Candice Lee Gilman, who also goes by Candice Lee Bell, Candice L. Mahrenholz, Candice Lee Mahrenholz, is a registered financial advisor currently at SOFI WEALTH LLC located in Claymont, Delaware and SOFI SECURITIES LLC located in Greenville, Delaware.

Candice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Candice has worked at 8 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Candice Lee Bell | Candice L. Mahrenholz | Candice Lee Mahrenholz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CHIEF COMPLIANCE OFFICER WITH SOFI WEALTH LLC; LOCATED AT 650 NAAMANS RD CLAYMONT, DE 19703. RESPONSIBILITIES: COMPLIANCE OVERSIGHT. COMPENSATION IN THE FORM OF SALARY. 40 HOURS PER WEEK, DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Candice Lee Gilman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2022 - Present

SOFI WEALTH LLC

Office #1: 650 Naamans Rd Suite 300, Claymont, DE 19703

RIA

CRD#: 167958

CLAYMONT, DE

Current

March 22, 2022 - Present

SOFI SECURITIES LLC

Office #1: 500 Dupont Field Blvd St 100, Greenville, DE 19807

CRD#: 151717

Greenville, DE

Past

September 6, 2018 - March 30, 2022

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

WILMINGTON, DE

Past

May 3, 2018 - March 30, 2022

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

September 21, 2017 - April 23, 2018

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Wilmington, DE

Past

December 17, 2015 - April 23, 2018

CAPITAL ONE INVESTING, LLC

CRD#: 45744

WILMINGTON, DE

Past

November 11, 2010 - December 7, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HAMPTON, VA

Past

November 11, 2010 - December 7, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HAMPTON, VA

Past

October 9, 2008 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104028

NEWPORT NEWS, VA

Past

April 10, 2007 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

NEWPORT NEWS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Delaware
(3/23/2022)

Delaware
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/9/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/20/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/12/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

Phone number

(855) 525-7634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (2/27/2025)

SOFI WEALTH ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	279,216
AUM (Assets Under Management)	$ 1,475,104,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Candice L. Gilman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Candice Lee Gilman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOFI SECURITIES LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MICG INVESTMENT MANAGEMENT, LLC

MICG INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

SOFI WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2008

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2007

Series 53

Date: 8/9/2011

Series 4

Date: 7/20/2009

Series 24

Date: 11/12/2007

FINRA

Current Firm

SOFI WEALTH LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOFI WEALTH LLC

TRUST BUT VERIFY

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