BH
Bruce E. Hoover
THE HUNTINGTON INVESTMENT COMPANY
Danville, IN 46122
Some features on this profile are disabled
CRD#: 5226506
BH
Professional summary
Bruce E Hoover, who also goes by Bruce Edward Hoover, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Danville, Indiana.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Bruce has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bruce Edward Hoover
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AVON AMERICAN LEGION POST 145 POSITION: Finance Officer NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 4812 E Main Street, Avon IN 46123, United States DESCRIPTION: Avon American Legion is a non-profit organization that helps veterans and their families and also actively assists local entities like the Police, Firefighters, schools and other organizations and causes that the deem are worthy of the support.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce E Hoover's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bruce E Hoover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2019 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Danville 108 East Main Street, Danville, IN 46122RIA
BD
CRD#: 16986
Danville, IN
Current
June 13, 2019 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Danville 108 East Main Street, Danville, IN 46122RIA
BD
CRD#: 16986
Danville, IN
Past
November 14, 2011 - June 7, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
AVON, IN
Past
November 14, 2011 - June 7, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
AVON, IN
Past
March 18, 2010 - November 23, 2011
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
AVON, IN
Past
March 9, 2010 - November 23, 2011
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
AVON, IN
Past
December 15, 2006 - March 8, 2010
EDWARD JONES
RIA
CRD#: 250
AVON, IN
Past
November 14, 2006 - March 8, 2010
EDWARD JONES
BD
CRD#: 250
AVON, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2019)
RR
Arizona(6/14/2019)
RR
Florida(6/14/2019)
RR
Georgia(9/1/2023)
RR
Illinois(8/5/2025)
RR
Indiana(6/13/2019)
IAR
Indiana(6/13/2019)
RR
Iowa(6/14/2019)
RR
North Carolina(6/14/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
