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Ceasar Thomas Garvida

Ceasar T. Garvida

STEELPEAK WEALTH
Woodland Hills, CA 91367
Some features on this profile are disabled
CRD#: 5226254
Ceasar Thomas Garvida

Professional summary

Ceasar Thomas Garvida, CFP®, CIMA®, who also goes by Ceasar T Garvida, Ceasar Thomas Garvida Mr., is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Woodland Hills, California.

Ceasar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ceasar has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ceasar T Garvida | Ceasar Thomas Garvida Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ceasar Thomas Garvida's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

CIMA®

Certified Investment Management Analyst

Experience

Current

October 21, 2020 - Present

STEELPEAK WEALTH, LLC

Office #1: 21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
RIA
CRD#: 165168
Woodland Hills, CA
Past

October 26, 2018 - October 14, 2020

PREPARED CAPITAL

RIA
CRD#: 288582
LOS ANGELES, CA
Past

December 22, 2015 - October 2, 2018

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

December 10, 2015 - October 2, 2018

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA
Past

October 2, 2012 - October 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NORTH HOLLYWOOD, CA
Past

October 2, 2012 - October 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 1, 2009 - May 29, 2012

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

June 1, 2009 - May 29, 2012

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA
Past

October 14, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

July 15, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/21/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2015
General Securities Representative Examination

Current Firm

SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)
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Contact information

Main Address
21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 835-8720
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts8,369
AUM (Assets Under Management)$ 3,439,042,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEELPEAK WEALTH, LLC

CRD#: 165168Woodland Hills, CA 91367

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