Christopher J. Hires
Professional summary
Christopher J Hires, who also goes by Christopher J Hines, Chris Hires, Christopher Hires, is a registered financial professional currently at DEUTSCHE BANK SECURITIES INC. located in Chicago, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher J Hires's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2023 - Present
DEUTSCHE BANK SECURITIES INC.
Office #1: 222 South Riverside Plaza, Chicago, IL 60606October 1, 2012 - August 16, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 16, 2013
J.P. MORGAN SECURITIES LLC
November 29, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 7, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 8, 2006 - May 29, 2009
ALLSTON TRADING LLC
Primary Firm SEC Registration
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/10/2023
Operations Professional ExaminationSeries 55
Date: 6/21/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | STOCKHOLDER | |
| LEONARD, CHRISTOPHER | CHIEF EXECUTIVE OFFICER & PRESIDENT | 5748580 |
| MASSARO, TIBERIO | DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | 1847137 |
| NAPPER, GLEENNIA T | CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER | 6161268 |
| PETRUCCELLI, DOMINICK III | CHIEF RISK OFFICER | 8018800 |
| SANTORE, DAVID | CHIEF LEGAL OFFICER | 7987270 |
| STUCCHIO, ANTHONY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 2198592 |
| TIGER, SEBASTIAN BENJAMIN | CHIEF COMPLIANCE OFFICER | 2266287 |
Disclosures
| Regulatory Event | 291 |
| Civil Event | 3 |
| Arbitration | 13 |
Red Flags
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