Peter V. Seriano
Professional summary
Peter Vincent Seriano, CFP®, who also goes by Pete V Seriano, Peter V Seriano, is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida and KESTRA INVESTMENT SERVICES, LLC located in Clearwater, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Peter has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Vincent Seriano's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
July 14, 2022 - Present
PROVISE MANAGEMENT GROUP, LLC
Office #1: 611 Druid Rd E. Ste 105, Clearwater, FL 33756July 14, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 611 Druid Road E Suite 105, Clearwater, FL 33756February 5, 2019 - July 11, 2022
EDWARD JONES
February 1, 2019 - July 11, 2022
EDWARD JONES
August 20, 2015 - January 17, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 2015 - January 17, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2015 - June 15, 2015
DARWIN WEALTH MANAGEMENT
October 7, 2013 - January 30, 2015
FIFTH THIRD SECURITIES, INC.
October 3, 2013 - January 30, 2015
FIFTH THIRD SECURITIES, INC.
May 10, 2010 - October 4, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
May 1, 2007 - October 4, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2022)
(7/18/2022)
Exams
FINRA
Current Firm
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,439 |
| AUM (Assets Under Management) | $ 1,804,308,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 01/16/2025 | ||
| 11/01/2023 | ||
| 12/07/2022 |
Red Flags
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Company Information
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375Clearwater, FL 33756TRUST BUT VERIFY
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