Joseph R. Longo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph R Longo, who also goes by Joseph Robert Longo, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2006. Joseph had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2015 - January 19, 2016
VOYA FINANCIAL PARTNERS, LLC
January 16, 2014 - August 18, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2014 - August 18, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2011 - November 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2011 - November 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2010 - December 3, 2010
STRATEGIC ADVISERS LLC
December 4, 2007 - December 2, 2010
FIDELITY BROKERAGE SERVICES LLC
November 21, 2006 - June 20, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
