Shamik B. Cholera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shamik Bipin Cholera, who also goes by Shamik Cholera, was a registered financial professional .
Shamik is a previously registered financial professional and started their career in finance in 2008. Shamik had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2016 - March 23, 2026
UHLMANN PRICE SECURITIES, LLC
June 15, 2012 - July 14, 2014
BNY MELLON CAPITAL MARKETS, LLC
March 30, 2010 - July 15, 2010
FIRST EMPIRE SECURITIES, INC.
October 2, 2008 - December 18, 2008
KOTAK MAHINDRA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UHLMANN PRICE SECURITIES, LLC
CRD#: 42854 / SEC#: , 8-50041
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
