David C. Mattea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Craig Mattea was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2014 - December 31, 2015
LEGACY INNOVATIONS, INC.
November 26, 2008 - November 22, 2011
LINCOLN INVESTMENT
November 26, 2008 - November 22, 2011
LINCOLN INVESTMENT
October 31, 2008 - November 28, 2008
VALIC FINANCIAL ADVISORS, INC.
October 31, 2008 - November 28, 2008
VALIC FINANCIAL ADVISORS, INC.
October 26, 2006 - November 16, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
October 13, 2006 - November 16, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGACY INNOVATIONS, INC.
CRD#: 152634 / SEC#:
Contact information
Red Flags
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