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Darrell Randolph Manning

JEFFREY MATTHEWS WEALTH MANAGEMENT
Mobile, AL
·CRD# 5224772·19 years experience

Professional Summary

Darrell Randolph Manning, who also goes by Darrell Manning, Daryl Randolph Manning, is a registered financial advisor currently at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC located in Mobile, Alabama and THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Mobile, Alabama. Darrell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Darrell has worked at 4 firms and has passed the Series 66, SIE and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darrell Manning, Daryl Randolph Manning

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC·CRD# 155392
RIA
1555 University Boulevard South Suite 200, Mobile, AL 36609
May 28, 2026 - Present
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.·CRD# 41282
BD
1555 University Blvd Suite 200, Mobile, AL 36693
June 1, 2026 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Mobile, AL
January 13, 2014 - December 31, 2024
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Mobile, AL
January 3, 2014 - December 31, 2024
WADDELL & REED·CRD# 866
RIA
Tallahassee, FL
May 10, 2007 - January 9, 2014
WADDELL & REED·CRD# 866
BD
Tallahassee, FL
February 9, 2007 - January 9, 2014

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Current Firm

JM
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

CRD#: 155392 / SEC#: 801-132626
RIA
Registered Investment Advisory firm - SEC (4/30/2025 Approved)
Alabama
Registered Investment Advisory firm - Alabama (4/23/2026 Terminated)
California
Registered Investment Advisory firm - California (5/23/2026 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (4/23/2026 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (4/28/2026 Terminated)
District of Columbia
Registered Investment Advisory firm - District of Columbia (4/23/2026 Terminated)
Florida
Registered Investment Advisory firm - Florida (4/23/2026 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/5/2026 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/23/2026 Terminated)
Mississippi
Registered Investment Advisory firm - Mississippi (5/6/2026 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (5/1/2026 Terminated)
New York
Registered Investment Advisory firm - New York (4/23/2026 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/28/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/23/2026 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (4/23/2026 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (4/23/2026 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (4/23/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/23/2026 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/22/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

30b Vreeland Road Suite 210, Florham Park, NJ 07932

Phone Number

(888) 467-3636

# of Employees

15

SEC notice filing (9 States and Territories)

Registered to provide investment advisory services in 9 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JEFFREY HALPERT BROCHURE (7/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

367

AUM (Assets Under Management)

$161,681,168

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**SOUTHERN BUSINESS CONSULTANTS; OWNER, REHAB HOUSES; 08/25/14 **OUTSIDE INSURANCE; SELLING FIXED LIFE INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS; GROUP BENEFITS, HEALTH, 5/7/15. **Fixed insurance, Life, Annuities, DI, LTC, Health, Group Benefits, 12/11/15. **Business Networking International, 7125 Hitt Rd, Mobile, Al 36695, Chapter President, 10/01/17, Investment Related: N, Hours Per Month: 8. **Licensed Professional Counselor Supervisor, 1504 Eslava St, Mobile AL 36604, Supervising counselor providing supervising to Associate Licensed Counselors during 2-year training period, 10/01/17, Investment Related: N, Hours Per Month: 8. **The Racquet Club Condominium Owners Association Inc; Not Investment Related; Birmingham, AL; Board Member; Secretary on the HOA board of directors of personal condominium. Taking notes/minutes at meetings and archiving all business records. No access to funds, compensation, or check writing.; Start Date: 01/01/2021; 10 hrs per month; 0 during trading hours. **BE THE CHANGE GULF COAST POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2024 ADDRESS: 1861 Repoll Road, Mobile AL 36695, United States DESCRIPTION: I will be a Board Member of a non-profit organization that assists those in need in our community. I will be required to attend board meetings and work with the board to support the agency. I have no check writing privileges nor any access to funds. Dually Registered Representative/ Investment Advisor

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

CRD#: 155392 / SEC#: 801-132626
RIA
Registered Investment Advisory firm - SEC (4/30/2025 Approved)
Alabama
Registered Investment Advisory firm - Alabama (4/23/2026 Terminated)
California
Registered Investment Advisory firm - California (5/23/2026 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (4/23/2026 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (4/28/2026 Terminated)
District of Columbia
Registered Investment Advisory firm - District of Columbia (4/23/2026 Terminated)
Florida
Registered Investment Advisory firm - Florida (4/23/2026 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/5/2026 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/23/2026 Terminated)
Mississippi
Registered Investment Advisory firm - Mississippi (5/6/2026 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (5/1/2026 Terminated)
New York
Registered Investment Advisory firm - New York (4/23/2026 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/28/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/23/2026 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (4/23/2026 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (4/23/2026 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (4/23/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/23/2026 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/22/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Alabama
(5/28/2026)
RR
Alabama
(6/1/2026)
RR
Florida
(6/1/2026)
RR
Louisiana
(6/1/2026)
RR
Mississippi
(6/1/2026)
IAR
Texas
(5/28/2026)
RR
Texas
(6/1/2026)
RR
Wisconsin
(6/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Darrell Randolph Manning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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