Marat Zeltser
Professional summary
Marat Zeltser was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marat is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Marat had worked at 8 firms, which includes WINDSOR STREET CAPITAL LP, CALDWELL INTERNATIONAL SECURITIES, CHARLES VISTA LLC, BUCKMAN BUCKMAN & REID INC., MERCER CAPITAL LTD., JOHN THOMAS FINANCIAL, LIBERTY PARTNERS FINANCIAL SERVICES LLC, JHS CAPITAL ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2014 - April 23, 2015
WINDSOR STREET CAPITAL, LP
January 8, 2013 - November 11, 2014
CALDWELL INTERNATIONAL SECURITIES
June 19, 2012 - January 18, 2013
CHARLES VISTA LLC
January 20, 2010 - June 25, 2012
BUCKMAN, BUCKMAN & REID, INC.
April 23, 2009 - January 13, 2010
MERCER CAPITAL LTD.
December 2, 2008 - March 30, 2009
JOHN THOMAS FINANCIAL
August 14, 2008 - December 1, 2008
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 9, 2008 - July 29, 2008
JHS CAPITAL ADVISORS, LLC
October 13, 2006 - January 9, 2008
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.