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AC

Andrew L. Cohen

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CRD#: 5224523
AC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Loeb Cohen, who also goes by Andrew L Cohen, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2006. Andrew had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew L Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 7, 2015 - June 4, 2017

AMERICA NORTHCOAST SECURITIES, INC.

BD
CRD#: 16076
CLEVELAND, OH
Past

February 7, 2015 - May 29, 2019

NORTHCOAST RESEARCH PARTNERS, LLC

BD
CRD#: 149109
Cleveland, OH
Past

May 9, 2013 - December 20, 2013

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CONCORD, OH
Past

May 9, 2013 - December 20, 2013

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CONCORD, OH
Past

January 20, 2012 - January 11, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CLEVELAND, OH
Past

January 6, 2012 - January 11, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CLEVELAND, OH
Past

September 1, 2010 - December 21, 2011

MKM PARTNERS LLC

BD
CRD#: 114666
CLEVELAND, OH
Past

May 7, 2009 - August 27, 2010

LONGBOW SECURITIES, LLC

BD
CRD#: 135738
INDEPENDENCE, OH
Past

April 6, 2009 - May 1, 2009

MORGAN JOSEPH TRIARTISAN LLC

BD
CRD#: 10948
NEW YORK, NY
Past

September 29, 2006 - October 3, 2008

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/18/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/5/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 7/14/2015
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 5/27/2015
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 9/28/2006
General Securities Representative Examination

Current Firm

AN
AMERICA NORTHCOAST SECURITIES, INC.
AMERICA NORTHCOAST SECURITIES, INC. | NORTHCOAST SECURITIES, INC. | DALEY SECURITIES, INC. | B/D HOLDINGS, INC. | ANCORA SECURITIES, INC. | ANCORA SECURITIES, INC

CRD#: 16076 / SEC#: , 8-33033

BD
Terminated by SEC on 09/30/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 10/18/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARCH EAGLE, INC.SHAREHOLDER/PARENT COMPANY
BARONE, CHRISTOPHER RICHARDPRESIDENT, GENERAL PRINCIPAL, MUNICIPALS PRINCIPAL, CCO2032268
BARONE, RICHARD ANTHONYCHAIRMAN, SROP/CROP, CHIEF FINANCIAL OFFICER (CFO)13213

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

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