Kerklan T. Hilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerklan Tormley Hilton, who also goes by Kerk Hilton, was a registered financial professional .
Kerklan is a previously registered financial professional and started their career in finance in 2006. Kerklan had worked at 4 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2021 - November 14, 2024
VENTUM FINANCIAL (US) CORP.
April 5, 2011 - March 31, 2021
ATB CAPITAL MARKETS USA INC.
August 28, 2009 - October 8, 2010
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
November 16, 2006 - June 30, 2009
TRISTONE CAPITAL (U.S.A.) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 11/15/2006
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
VENTUM FINANCIAL (US) CORP.
CRD#: 127404 / SEC#: , 8-65995
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
