SH
Steven D. Hamann
VALMARK ADVISERS
FORT MITCHELL, KY 41017
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CRD#: 5224041
SH
Professional summary
Steven Dale Hamann, who also goes by Steven Hamann, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Fort Mitchell, Kentucky and FOCUS ON SUCCESS, LLC located in Ft. Mitchell, Kentucky.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Steven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Hamann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)NAME:DELTA AIRLINES INV REL:N ADD:1010 DELTA BLVD. ALTANTA GA 30320 NATURE:PROFESSIONAL AIRLINE PILOT POSITION:PILOT START:10/30/1997 NO HR/MO:112 NO HR/MO DURING SEC TRADING:80 DUTIES:PROFESSIONAL AIRLINE PILOT///
2.) Valmark Securities, Inc
Investment-related
130 Springside Drive #300
Akron, OH 44333
Registered Representative
October 2009-Present
Offers Investments through Valmark Securities
///
3.) Valmark Advisers, Inc.
Investment-related
130 Springside Drive #300
Akron, OH 44333
Investment Adviser Representative
October 2009-Present
Money Management through Valmark Advisers
///
4.) Executive Insurance Agency
130 Springside Drive #300
Akron, OH 44333
Agent
October 2009-Present
Offer Insurance related products through Executive Insurance Agency
///
5.) Focus on Success; Fort Mitchell, KY; Investment Advisor Representative; Financial Advisor/Planner; Investment related; compensation: planning fees.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Dale Hamann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2009 - Present
VALMARK ADVISERS, INC.
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017RIA
CRD#: 108050
FORT MITCHELL, KY
Current
January 13, 2010 - Present
FOCUS ON SUCCESS, LLC
Office #1: 211 Grandview Dr Ste 235, Ft. Mitchell, KY 41017-2792RIA
CRD#: 129739
Ft. Mitchell, KY
Current
October 1, 2009 - Present
VALMARK SECURITIES, INC.
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017BD
CRD#: 31243
Fort Mitchell, KY
Past
January 24, 2007 - July 17, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CINCINNATI, OH
Past
November 16, 2006 - July 17, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(11/19/2009)
IAR
Georgia(10/27/2009)
IAR
Illinois(10/27/2009)
IAR
Kentucky(10/27/2009)
IAR
Maryland(7/19/2017)
IAR
Nevada(8/28/2018)
RR
Ohio(10/1/2009)
IAR
Ohio(3/15/2010)
IAR
Washington(2/16/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Fort Mitchell, KY 41017TRUST BUT VERIFY
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