Megan W. Waters

COVENANT WEALTH ADVISORS

Richmond, VA 23229

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CRD#: 5223705

Professional summary

Megan Weldon Waters, who also goes by Megan Shay Weldon, Megan Weldon, is a registered financial advisor currently at COVENANT WEALTH ADVISORS located in Richmond, Virginia.

Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Megan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Megan Shay Weldon | Megan Weldon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Weldon Waters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2021 - Present

COVENANT WEALTH ADVISORS

Office #1: 8001 Franklin Farms Drive Suite 208, Richmond, VA 23229

RIA

CRD#: 155221

Richmond, VA

Past

May 20, 2008 - November 22, 2021

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RICHMOND, VA

Past

April 2, 2008 - November 22, 2021

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVENANT WEALTH ADVISORS

COVENANT WEALTH ADVISORS | FONVILLE WEALTH MANAGEMENT LLC | FONVILLE WEALTH MANAGEMENT

CRD#: 155221 / SEC#: 801-114868

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2019 Terminated)

Virginia

Registered Investment Advisory firm - (4/8/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/17/2021)

IAR

Virginia
(11/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2008

General Securities Representative Examination

Current Firm

COVENANT WEALTH ADVISORS

COVENANT WEALTH ADVISORS | FONVILLE WEALTH MANAGEMENT LLC | FONVILLE WEALTH MANAGEMENT

CRD#: 155221 / SEC#: 801-114868

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2019 Terminated)

Virginia

Registered Investment Advisory firm - (4/8/2019 Terminated)

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Contact information

Main Address

8001 Franklin Farms Drive Rm 208, Richmond, VA 23229

Mailing Address

Phone number

(804) 729-5265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COVENANT WEALTH ADVISORS ADV PART 2A (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,567
AUM (Assets Under Management)	$ 653,008,459

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/11/2025	Cover Page	Report
08/26/2024	Cover Page	Report
03/20/2024	Cover Page	Report
02/03/2023	Cover Page	Report
10/11/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Megan W. Waters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Weldon Waters's CRS (Customer Relationship Summary).

Certified licenses

Experience

COVENANT WEALTH ADVISORS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

COVENANT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2008

Current Firm

COVENANT WEALTH ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COVENANT WEALTH ADVISORS

TRUST BUT VERIFY

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