Brian S. Mehciz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Seth Mehciz was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2006. Brian had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2011 - December 18, 2013
RHM CAPITAL MANAGEMENT, INC.
October 23, 2009 - May 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 25, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RHM CAPITAL MANAGEMENT, INC.
CRD#: 155229 / SEC#: 801-71910
Contact information
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 29,382,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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